Showing posts with label Alex Kozinski. Show all posts
Showing posts with label Alex Kozinski. Show all posts

Jul 6, 2017

Judge Alex Kozinski on Prosecutorial Misconduct

Judge Alex Kozinski of the U.S. Court of
Appeals for the 9th Circuit, (official photo).
Did the government react in horror at having been caught with its hands in the cookie jar? Did Justice Department lawyers rend their garments and place ashes on their head to mourn this violation of their most fundamental duty of candor and fairness? No way, no how. Instead, the government argued strenuously that its ill-gotten conviction should stand because boys will be boys and the evidence wasn’t material to the case anyway.
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Eugene Volokh in the Washington Post offers remarks on the most American of derangement and inhumanity: the Police-prosecutor state.

Prosecutors from the United States Attorneys' offices to county district attorneys to municipal attorneys' offices are left unchecked with near-absolute power to cite with civil citations, prosecute, financially ruin and destroy lives under the color of law.

This near-absolute power does tend to corrupt nearly always.

Critical reading; notes Volokh:

... I began serializing “Criminal Law 2.0,” a new article by Judge Alex Kozinski — for whom I clerked 20 years ago, who is one of our nation’s most prominent appellate judges and has long been seen as on balance a libertarianish conservative (appointed by President Ronald Reagan). The introduction gave 12 reasons to worry about our criminal justice system; Wednesday’s post discussed wrongful convictions; yesterday’s post discusses the jury system, and ways to improve it; today’s post discusses prosecutorial misconduct; and I’ll post other parts of the article in the days to come. I’ve added some paragraph breaks and removed the footnotes (which are available in the PDF version), but otherwise this is as Judge Kozinski wrote it. [Writes Kozinski]:

Prosecutors hold tremendous power, more than anyone other than jurors, and often much more than jurors because most cases don’t go to trial. Prosecutors and their investigators have unparalleled access to the evidence, both inculpatory and exculpatory, and while they are required to provide exculpatory evidence to the defense under Brady, Giglio, and Kyles v. Whitley, it is very difficult for the defense to find out whether the prosecution is complying with this obligation.

Prosecutors also have tremendous control over witnesses: They can offer incentives — often highly compelling incentives — for suspects to testify. This includes providing sweetheart plea deals to alleged co-conspirators and engineering jail-house encounters between the defendant and known informants.

Sometimes they feed snitches non-public information about the crime so that the statements they attribute to the defendant will sound authentic. And, of course, prosecutors can pile on charges so as to make it exceedingly risky for a defendant to go to trial. There are countless ways in which prosecutors can prejudice the fact-finding process and undermine a defendant’s right to a fair trial.

This, of course, is not their job. Rather, as the Supreme Court has held, '[A prosecutor] is in a peculiar and very definite sense the servant of the law, the twofold aim of which is that guilt shall not escape or innocence suffer. He may prosecute with earnestness and vigor — indeed, he should do so. But, while he may strike hard blows, he is not at liberty to strike foul ones.'

All prosecutors purport to operate just this way and I believe that most do. My direct experience is largely with federal prosecutors and, with a few exceptions, I have found them to be fair-minded, forthright and highly conscientious.

But there are disturbing indications that a non-trivial number of prosecutors — and sometimes entire prosecutorial offices — engage in misconduct that seriously undermines the fairness of criminal trials. The misconduct ranges from misleading the jury, to outright lying in court and tacitly acquiescing or actively participating in the presentation of false evidence by police.

Prosecutorial misconduct is a particularly difficult problem to deal with because so much of what prosecutors do is secret. If a prosecutor fails to disclose exculpatory evidence to the defense, who is to know? Or if a prosecutor delays disclosure of evidence helpful to the defense until the defendant has accepted an unfavorable plea bargain, no one will be the wiser. Or if prosecutors rely on the testimony of cops they know to be liars, or if they acquiesce in a police scheme to create inculpatory evidence, it will take an extraordinary degree of luck and persistence to discover it — and in most cases it will never be discovered.

There are distressingly many cases where such misconduct has been documented, but I will mention just three to illustrate the point. The first is United States v. Stevens, the prosecution of Ted Stevens, the longest serving Republican Senator in history.

Senator Stevens was charged with corruption for accepting the services of a building contractor and paying him far below market price — essentially a bribe. The government’s case hinged on the testimony of the contractor, but the government failed to disclose the initial statement the contractor made to the FBI that he was probably overpaid for the services. The government also failed to disclose that the contractor was under investigation for unrelated crimes and thus had good reason to curry favor with the authorities.

Stevens was convicted just a week before he stood for re-election and in the wake of the conviction, he was narrowly defeated, changing the balance of power in the Senate. The government’s perfidy came to light when a brave FBI agent by the name of Chad Joy blew the whistle on the government’s knowing concealment of exculpatory evidence.

Did the government react in horror at having been caught with its hands in the cookie jar? Did Justice Department lawyers rend their garments and place ashes on their head to mourn this violation of their most fundamental duty of candor and fairness? No way, no how. Instead, the government argued strenuously that its ill-gotten conviction should stand because boys will be boys and the evidence wasn’t material to the case anyway.

It was only the extraordinary persistence and the courageous intervention of District Judge Emmet Sullivan, who made it clear that he was going to dismiss the Stevens case and then ordered an investigation of the government’s misconduct that forced the Justice Department to admit its malfeasance — what else could it do? — and move to vacate the former senator’s conviction. Instead of contrition, what we have seen is Justice Department officials of the highest rank suffering torn glenoid labrums from furiously patting themselves on the back for having 'done the right thing.' ...
I have never heard a prosecutor of any variety say of the wrongfully convicted, the wrongfully fined: Something must be done, an innocent has suffered.

Jan 21, 2016

Hon. Alex Kozinski on the Prosecutor

CRIMINAL LAW 2.0

From the Georgetown Law Journal:

Hon. Alex Kozinski (1)

Although we pretend otherwise, much of what we do in the law is guesswork. For example, we like to boast that our criminal justice system is heavily tilted in favor of criminal defendants because we’d rather that ten guilty men go free than an innocent man be convicted. (2) There is reason to doubt it, because very few criminal defendants actually go free after trial. (3) Does this mean that many guilty men are never charged because the prosecution is daunted by its heavy burden of proof? Or is it  because jurors almost always start with a strong presumption that someone wouldn’t be charged with a crime unless the police and the prosecutor were firmly convinced of his guilt? We tell ourselves and the public that it’s the former and not the latter, but we have no way of knowing. They say that any prosecutor worth his salt can get a grand jury to indict a ham sandwich. It may be that a decent prosecutor could get a petit jury to convict a eunuch of rape.

1. The  author  is  a  judge  on  the  Ninth  Circuit.  He  wishes  to  acknowledge  the  extraordinary  help provided by his law clerk, Joanna Zhang. © 2015, Alex Kozinski.
2. Actually, as Sasha Volokh points out, the  number of guilty men we are willing to free to save an innocent one is somewhat indeterminate.
See Alexander “Sasha” Volokh, n Guilty Men, 146 U. PA. L. REV. 173, 187-92 (1997).
3. According  to  the  most  recent  United  States Attorneys’ Annual  Statistical  Report, out of the  3424 federal criminal cases that went to trial in 2013, only 228, or about 6.7 percent, resulted in acquittals. See Dep’t  of  Justice, U.S. Attorneys’ Annual  Statistical  Report:  Fiscal  Year  2013,  at  51-56, Tables 2 & 2A (Sept. 22, 2014),
available at http://ww stice.gov/sites/default/files/usao/legacy/2014/09/22/13statrpt.pdf

Oct 21, 2015

Another Innocent Sent Behind Bars for Life, More Prosecutorial Misconduct

The expectation today is that innocents are sent to prison en masse and police and prosecutors routinely commit misconduct.

From the New York Times:

How many constitutional violations will it take before the New Orleans district attorney’s office is held to account for the culture of negligence and outright dishonesty that has pervaded it for decades?

In dozens of cases over the years, the office — largely under the command of former District Attorney Harry Connick, Sr. — failed to turn over material to defense lawyers that would have helped their clients.

And yet the Supreme Court refused to find any pattern of misconduct when it was confronted in 2011 with one of the most egregious examples in memory: the case of John Thompson, who spent 14 years on death row before a private investigator discovered that several prosecutors in Mr. Connick’s office had lied for years about a crime-lab report that ultimately led to Mr. Thompson’s exoneration.

In an astonishingly myopic opinion by Justice Clarence Thomas, the court threw out Mr. Thompson’s $14 million jury award on the grounds that he had shown a violation only in his own case, and not a pattern of misconduct, as the justices have required.

In reality, Mr. Thompson’s case was one of many in which New Orleans prosecutors disregarded their constitutional duties. Louisiana courts have overturned at least 36 convictions as a result of these violations. And those are just the cases where wrongdoing was uncovered. Unfortunately, it’s all too easy for unscrupulous prosecutors to hide evidence that might hinder a conviction.

That’s what happened in the latest example of misconduct out of New Orleans, where prosecutors only last month disclosed a 19-year-old memo that undercuts their case against Robert Jones, who was sentenced to life without parole for a 1992 kidnapping, robbery and rape that he denies committing.

Failing to turn over material to defense attorneys is called a Brady Violation, and as U.S. Circuit Judge Alex Kozinski notes, this misconduct is rampant. See, for example, Brady Violations and the explosive book, Licensed to Lie by Sidney Powell.

As Brady violations by prosecutors are rarely pursued, what inducements do prosecutors have to reveal exculpatory information, as required by law?

Truth? Justice? Ethics? You jest.

Truth and justice have no starring role in the American criminal justice system.

Ask Penny Brummer, an innocent woman pursued, persecuted and convicted of first degree murder in 1994 for being a lesbian. Subsequently, Madison (Wisconsin) police, Dane County Sheriff's investigators and Dane County District Attorney prosecutors (including former D.A. Brian Blanchard) and former Judge Patrick Fiedler found charging and convicting Ms. Brummer convenient (Protess, Huffington Post) (Lueders, Isthmus).

No evidence presented, no evidence needed.

Jan 23, 2015

Wisconsin Is Passive as Out-of-Control District Attorney Runs Wild

"The right to do what the law does not prohibit, without fear of harassment or punishment, is one of the hallmarks of a free society."—Judge Alex Kozinski, Chief Judge, U.S. Court of Appeals for the Ninth Circuit [foreword to Licensed to Lie: Exposing Corruption in the Department of Justice (Sidney Powell, Brown Books Publishing Group, 2014)]
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Updated - A January 18 snow trek through the snow-covered forest in a northern Wisconsin county is felony bailjumping (Wisconsin Statute 946.49), according to Iron County (Wisconsin) District Attorney Martin Lipske, the precise sort of prosecutor with a history of misconduct Judge Richard Posner—judge of the U.S. Court of Appeals for the Seventh Circuit—had in mind when Posner wrote his crucial opinion hitting absolute immunity for prosecutors in Fields v. Wharrie and Kelley, (2014 U.S. App. LEXIS 133) (No. 13-1195).

District Attorney Lipske routinely files felony bailjumping (and other ludicrous) criminal charges, and these charges are not the result of meticulous investigations and objective gathering of facts and evidence by law enforcement.

Two days after January 18, District Attorney Lipske decided, without an investigation, that he had no choice but to file a felony bailjumping charge the day before an environmental protester was to be sentenced for Lipske's latest abuse of process, one could even say a malicious prosecution.

Lipske just wanted more control over the life of the anti-mining activist, Katie Krow Kloth, and this despicable model of a jurist had no compunction that the actions of his office inflicted pain on the 27-year-old Ms. Kloth, and on her family and friends, hence this site's recent characterization of Lipske as a psychopath.

The District Attorney's office of Iron County in Hurley is run by a little man, Martin Lipske, animated by spite, vindictiveness, and caprice, and whose criminal charges typically are not proceeded by investigations of any kind, just a vague contemplation of how Lipske can use contrived charges to achieve his ends as he revels in his world of Iron County.

The gravity of this situation is easily overlooked by Wisconsin media as Iron County is an isolated and sparsely populated county in far-northern Wisconsin, and Wisconsin has myriad issues of the moment demanding attention of the media, the political system and the citizenry.

Martin Lipske is part of the problem.

Martin Lipske's prosecutions slip through the cracks, giving Lipske carte blanche to run his office on personal whims with appalling results, and the regulatory Wisconsin Office of Lawyer Investigation is a case study in administrative law "capture theory," a state of affairs more insidious when the purpose of regulation and the rule of law is the Sovereign embodied by the District Attorney—"the power and might of the government," as noted by an out-of-state jurist.

I have spoken with victims of Lipske's over the last several years, and the shattering trauma of these victims is common in Iron County for both the legally exonerated and the morally exonerated.

DA Martin Lipske Fronting for the Proposed Gogebic Taconite (GTAC) Mine

District Attorney Martin Lipske threw the book at GTAC mining protester, Katie Krow Kloth, for actions at a June 2013 mining protest that would have brought a civil citation of disorderly conduct in most any other Wisconsin county.

But not Lipske.

Kloth was recently sentenced to serve nine months in the Iron County jail, after being charged with four criminal offenses for these actions at a rally against the proposed mine.

Advocating for GTAC and subsequently for the criminally operating Bulletproof Securities, Inc, (Marley, Milwaukee Journal-Sentinel) Lipske defended Bulletproof at a 2013 hearing of Kloth's, a window into Lipske's mindset and corruption of the judicial process for the benefit of GTAC.

Subsequently, Lipske violated a Wisconsin Supreme Court Rule [SCR 20:3.6  Trial publicity] in his pursuit of Kloth, (Mal Contends); vis:

Wisconsin Supreme Court Rule [SCR 20:3.6  Trial publicity]: "(a) A lawyer who is participating or has participated in the investigation or litigation of a matter shall not make an extrajudicial statement that the lawyer knows or reasonably should know will be disseminated by means of public communication and will have a substantial likelihood of materially prejudicing an adjudicative proceeding in the matter."

Bailjumping Charge

"Acting Judge Sam Filippo set [a $5,000 signature] bond recommended by Lipske under conditions that Kloth have no contact with the [alledged] victim, nor threatening behavior to GTAC or Idea Drilling employees," notes Ralph Ansami (Lakeland Times).

Now, Lipske on top of the four criminal charges, claims that Ms. Kloth allegedly entering the forbidden zone in the public managed forest land in the Penokee Hills last Sunday constitutes "bailjumping."

The "forbidden zone" reference is to the Republican-passed law, 2013 Wisconsin Act 81, effective January 2014 that the GOP designed for GTAC to test-drill and load and transport bulk samples (Wisconsin Public Radio). [Here is the link to Act 81's legislative history and record of committee proceedings.]

This is a not a criminal statute.

"All the right-winger media was abuzz about supposed so-called 'No Go Zones' that Muslim people have set up in cities in Europe where non-Muslims aren't allowed to go. Turns out, the real No-Go Zones are set up by the Corporate Persons in America where non-Corporates aren't allowed to go," noted Bobby L. Clark, a Wisconsin citizen in Iron County and member of the group, Citizens Concerned about the Proposed Penokee Mine.

The proposed mining zone language is basically a trespassing statute that outlines what constitutes a trespass for "Proposed Ferrous Mining Sites, (2m)," as has been widely noted by clean water advocates.

GTAC gets a 600-foot buffer in which to test-drill and transport bulk samples from its proposed iron ore mine.

Wisconsin "Trespass to law" is still the law used to enforce any alleged trespassing.

Trespassing is a civil infraction—and it is quite a stretch for Lipske to call a civil infraction, bailjumping.

No investigation

It would be silly to contend that Lipske conducted an investigation just after the hours of the alleged infraction and found that Ms. Kloth trespassed, and then conclude a felony bailjumping charge must be leveled.

Wisconsin's trespassing law requires some kind of notice. This means if the owner approaches people and says you are trespassing on land and can go no further, you will advance at your own risk.

If you are not actually told this, signage is also required, and the state trespassing law says you need each 40-acre parcel marked, ridiculous for Lipske to mesh these requirements with the "600-foot rule" that the special forbidden zone legislation created, with absolutely no investigation conducted, as Lipske has admitted.

The Trespass to land law reads in part:
(2)(am) A person has received notice from the owner or occupant within the meaning of sub. (1m) (b), (e) or (f) if he or she has been notified personally, either orally or in writing, or if the land is posted. Land is considered to be posted under this paragraph under either of the following procedures:

943.13(2)(am)1. 1. If a sign at least 11 inches square is placed in at least 2 conspicuous places for every 40 acres to be protected. The sign must provide an appropriate notice and the name of the person giving the notice followed by the word "owner" if the person giving the notice is the holder of legal title to the land and by the word "occupant" if the person giving the notice is not the holder of legal title but is a lawful occupant of the land. Proof that appropriate signs as provided in this subdivision were erected or in existence upon the premises to be protected prior to the event complained of shall be prima facie proof that the premises to be protected were posted as provided in this subdivision.

2. If markings at least one foot long, including in a contrasting color the phrase "private land" and the name of the owner, are made in at least 2 conspicuous places for every 40 acres to be protected.

Lipske would have had to investigate and first determine which 40-acre parcel the 600-foot rule affected, ensure that each 40-acre parcel has the required signage, as required by statute, and that Ms. Kloth then intentionally violated the Proposed Ferrous Mining Sites, (2m) and conditions of her bond.

Each 40-feet forbidden zone is not marked, Iron County residents have confirmed.

This Proposed Ferrous Mining Sites law merely creates a right of the owner to close off the land to the public.

Lipske likely will be informed that the state will not be able to sustain a trespass charge against Kloth, meaning there was no violation of her bail conditions in this respect (i.e., no law violated).

As far as the specific conditions of Kloth's bail forbidding her from entering a mining site on GTAC's premises, there is neither a mining site, as defined in state law, nor a premises owned by GTAC that was ventured into by Kloth or anyone else, and moreover no one was encountered Sunday, January 18, as one would expect in the middle of the forest in the middle of January in far-northern Iron County Wisconsin.

That the conditions of Kloth's signature bond were violated is at best silly conjecture accomplished with no investigation, and to file a felony bailjumping charge is an abuse of process intended to cause Kloth harm.

Lipske had operated in this manner for years, thus demanding, at the least, that every case he has prosecuted be examined by an outside agency.

Hyperbole? I wish.